Who Regulates Whom and How?

Read the article “Who Regulates Whom and How?” in the module resources and answer the following prompts in your initial post:

  1. Identify three policy problems in banking and securities markets, and discuss measures to address these problems.
  2. Discuss the main advantages/disadvantages of financial regulations.
  3. What is the significance of the SEC and the FCM for the financial market?

Instruction:

Please compose a 2-3 paragraph response as identified above.

Follow the rubric requirements (attached).

Sources must be cited with APA format.

 
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